Notes
Outline
Inventorship and Ownership
Rights in Patents
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Requirements for U.S. Patents
Applicant must be an individual, not a company
Inventor has the sole right to file an application
Inventor:  one who conceives and reduces to practice the subject matter of the application
Inventor must sign an oath or declaration under penalty of perjury
 he invented the subject matter
 he believes it to be patentable
Patent Ownership vs. Inventorship
Inventor is one who conceived the idea
Owner is one who has the right to exclude others from using the idea
Inventors may be obligated to assign patent rights to employer, who owns the invention
Absent an agreement, each owner has right to make, use, sell or offer to sell the invention without consent of other owners and without sharing in proceeds with other owners
Inventorship
Inventorship is determined by reference to the invention as defined by the claims in a patent application.
Inventorship exists if a named inventor has invented the subject matter of at least one claim in the application
Joint Inventorship
Amount and type of contribution need not be equal among inventors
Inventors need not work in the same physical space
Some collaboration and/or joint behavior is necessary
Importance of Naming Correct Inventors
Affects Title, Commercialization Issues
Allows for exclusive licensing
Simplifies enforcement efforts
Patent Invalidity—a patent is invalid if
(a) more or less than the true inventors are named and
(b) the error in naming them was intentional and deceitful
Determining Inventorship
Inventorship is a legal conclusion
Determined on a claim-by-claim basis
Defined:  conception and reduction to practice
Slide 8
Conception of Invention
“Conception is the touchstone of invention”
Formation in the mind of the inventor of a definite and permanent idea of the complete and operative invention
Definite and permanent:  when only ordinary skill would be necessary to reduce the invention to practice without extensive research or experimentation
Requirements of Conception
Conception is a “mental act”
Inventor should be able to describe the invention with particularity
No need for actual manufacturing of invention
Slide 11
What does NOT qualify as inventorship
Testing or improving another’s idea
Belief that an invention will work
Knowledge of the result the invention should achieve
Suggesting a desired result without disclosing means to achieve the result
Posing the problem without posing the solution
Correcting Inventorship
During Prosecution of the Application
Before an oath is filed:
Executed oath
After an oath is filed:
Statement by all inventors, including those being added or deleted that error was not through deceit or fraud
Newly executed oath
Consent of the Assignee (patent owner)
Correcting Inventorship
After the Patent Issues
Petition—includes statement of all inventors, consent of assignee, and oath
Court order
Who’s the Inventor?
Inventor A discusses with Inventor B his idea to incorporate nano-scale clays into polymers to manipulate the properties of the polymer
Inventor B suggests that Inventor A pretreat the clay material prior to incorporation
Inventor A discovers that separating platelet particles prior to incorporation results in a better polymer/platelet interface
Analyzing the Inventorship
Scenario 1:
The process of separating platelets prior to incorporation into polymers is known in the art
Inventor B’s “contribution” relates to the reduction of the invention to practice
Scenario 2:
The separation process is not known to result in an increased polymer/platelet interface, Inventor B may be an inventor to a claim for the process of preparing the material
Who’s the Inventor?
USC Researcher is developing a new material made from polyester and clay.
Graduate student works on synthesizing the material.
Graduate student presents article for journal publication; USC Researcher is co-author.
Analyzing the Inventorship
Graduate student’s “contribution” was his reduction of the invention to practice
Graduate student’s authorship does not amount to inventorship
USC Researcher is the sole inventor
Who’s the Inventor?
University researcher attends a conference hosted by a government agency.
Agency requests proposals for a garment having communications capabilities.
University researcher submits a proposal for a shirt having a computer infrastructure woven within the fibers.
Analyzing the Inventorship
Government agency presented the problem, but it did not present the solution
Researcher solved the problem
Researcher is the sole inventor
Record Keeping
Keep thorough laboratory notebooks
Entries in date order
Entries in ink
Do not erase, white out or permanently conceal any information in the notebook
Date and witness notebook entries regularly
Record Keeping, cont.
Record ideas in a bound book
Use material transfer agreements to send or receive physical samples
Know the terms of the agreements with parties with whom you are collaborating
Communicate these policies to team members